Frontiers of Social Protection Briefs

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This Frontiers of Social Protection (FoSP) series of briefs aims to summarise the main findings of the respective FoSP studies in a concise and accessible format that will be appreciated by policymakers and practitioners concerned with hunger, vulnerability and social protection in the Southern African Development Community (SADC) countries, and that will support RHVP's policy dialogue activities and other dissemination events.

The FoSP studies aim to ensure that the knowledge from policy analysis on hunger and vulnerability that RHVP provides to policymakers remains relevant and reflects advances on a number of key social protection frontiers. The studies build on the research activities of RHVP's first phase (2005-08), in particular the Regional Evidence Building Agenda (REBA), which involved 20 commissioned case studies of social protection programmes in southern Africa and a series of cross-cutting thematic analyses. Like the REBA, the FoSP work is demand-led, focusing on a number of 'hot topics' prioritised by stakeholders across the region and incorporating new evidence that is continually emerging on the practicalities and impacts of delivering large scale social protection.

  • Frontiers of Social Protection Brief Number 1: Fertiliser subsidies and social cash transfers
    September 2009

    This brief places emphasis on fertiliser subsidies and social cash transfers as alternative, but overlapping, policy instruments for protecting chronically vulnerable people from hunger. When undertaken as scaled-up programmes, each of these policies entails a regular annual budget commitment by government, but involves different mechanisms by which vulnerability reduction is tackled in the short- and long-run. To the extent that they address the different needs of different vulnerable groups, or different time horizons for their effectiveness, they can be seen as complementary policies. On the other hand, they both compete for scarce public resources, and each represents an ‘opportunity cost' compared to the other with respect to their relative success at achieving vulnerability reduction outcomes. The objective of this briefing paper is to examine in detail the comparisons, contrasts and trade-offs between these two policy instruments. This is an important task since it may indicate adjustments in the relative funding priority that is attached to each of them in order to enhance their complementarity in pursuit of the common goal that they both strive to achieve.

  • Frontiers of Social Protection Brief Number 2: Poverty targeting
    October 2009

    Poverty targeting has generated quite a polarised debate concerning the way forward for social protection policy in southern Africa and elsewhere in the continent. The main lines of this debate involve contrasting some form of categorical provision (for example, pensions for all people over 65, or grants for all children under five) with restricted provision to those most urgently in need of continuous support from the state (the destitute and those quite unable for one reason or another to provide for themselves). All such transfers are 'targeted' in one way or another, however criteria differ from the simple (e.g. an age threshold) to the quite complex (a set of proxy indicators for deprivation, such as lacking able bodied adults in the household, a high ratio of dependents, or eating one meal a day). The term ‘poverty targeting' refers to this problem of deciding the rules and the practice of restricting social transfers to the most seriously deprived individuals and families in society. This brief focuses on the proportion of the population in a poor country that should be reached by a poverty targeted transfer, and the income distribution effects of the transfer once it is made. It explores these aspects using data from large-scale household surveys in Ghana and Malawi.

  • Frontiers of Social Protection Brief Number 3: Electronic delivery of social cash transfers
    February 2010

    In April 2008, RHVP published a thematic brief on delivery systems for social transfers, reporting on the variety of delivery systems used in the 20 social protection programme case studies that were analysed as part of the Regional Evidence Building Agenda (REBA). With the growing popularity of cash transfers relative to other social transfers, emphasis has shifted to investigating innovative delivery mechanisms that increase effectiveness and efficiency. A number of public (government-to-person) cash transfer projects and programmes, including some covered within the REBA, have experimented with the use of electronic delivery systems. There is a growing body of literature highlighting the benefits of electronic delivery of cash transfers (see, for example, Langhan et al, 2008; Bankable Frontier Associates, 2006) and the acceptability of high technology mechanisms to recipients, so this brief concentrates on perspectives relevant to private sector partners. It elaborates changes in the business environment that have prompted an increase in the potential for electronic delivery systems (including those initially intended for private person-to-person transfers such as remittances), provides an update on the existing use of such systems in Kenya, Malawi, Namibia and Swaziland and outlines interest from Ghana, Lesotho and Mozambique.

  • Frontiers of Social Protection Brief Number 4: Food prices and markets in an era of global instability
    March 2010

    The period 2006 to 2009 was characterised by great instability in commodity markets and in the world economy. A food price crisis was superimposed on rising fuel and fertiliser prices, and was then succeeded by a major global financial crisis. This was dubbed in some quarters as the ‘3-Fs crisis’ for poor countries: food, fuel and finance. The overall prognosis has been dire, with predictions of 100 million additional people worldwide being pushed below the poverty line, and poor countries as well as poor citizens struggling to avoid a catastrophic downturn in their ability to avoid hunger and deprivation. This paper considers the food, fuel and financial crisis from the retrospective standpoint of late 2009. First, it revisits international commodity price trends updated to November 2009. Second, it draws attention to differences in the meaning of real prices between poor and better off people within poor countries. Third, it considers departures between domestic and international food price behaviour and the reasons for such differences. Lastly, it broadens the discussion to interpret the implications for poor countries of the global financial crisis and its aftermath.

  • March 2010

    This briefing paper critically examines two concepts that permeate contemporary policy debates about the advisability and feasibility of introducing comprehensive social protection programmes in low-income countries – ‘dependency’ and ‘graduation’. Both issues are commonly raised by governments and donors that are sceptical about making firm, long-term commitments to social transfer programmes. ‘Dependency’ is generally thought of as a negative but inevitable consequence of providing people with regular social transfers on a long-term basis. The concern is that beneficiaries will come to regard these transfers as an alternative means of meeting basic consumption needs, and will lose any motivation to secure their livelihoods through their own efforts. ‘Graduation’ is often presented as a positive antidote to dependency; financial assistance to poor individuals and families in distress should be limited in scale and time in order to avoid the ‘dependency trap’, and complementary programmes should be put in place to ensure that beneficiaries are able to ‘graduate’ from ‘handouts’ and become self-reliant. However, this paper shows that it is not difficult to expose flaws in these generalisations about human behaviour and the risks of social transfers.

  • Frontiers of Social Protection Brief Number 6: Policy options for reducing risk and instability in staple food markets
    April 2010

    This brief examines the validity of a number of options available for reducing risk and instability in staple food markets using so-called ‘market-based’ instruments. As their name suggests, such instruments are in principle provided by private suppliers or trade associations on a strictly commercial basis. They include weather-indexed insurance contracts, commodity exchanges, futures markets and warehouse receipt systems. The brief looks at examples of the different market-based instruments as well as more traditional options based on public management or public-private partnerships, taking into account opportunities opened up by new communication technologies. It also assesses the contribution that market-based instruments can make in the context of a broader portfolio of policies aimed to reduce vulnerability to hunger.

  • Frontiers of Social Protection Brief Number 7: Social protection in Africa: where are we, and how did we get here?
    September 2010

    The purpose of this briefing paper is to provide an overview of the road travelled so far in the quest to achieve social protection for poor and vulnerable people in sub-Saharan Africa. Part of the reason to do this is to emphasise the very real forward progress that has been made over the past twenty years. Part also is to identify areas of debate and disagreement about current and future priorities in social protection, as well as the chief obstacles to moving forward the social protection agenda.

  • Frontiers of Social Protection Brief Number 8: Seasonality and social protection in Africa
    September 2010

    Many problems of hunger and food insecurity in Africa are seasonal, in the sense that the worst effects are concentrated at certain times of year. This brief first describes the seasonal patterns of livelihoods and food insecurity in rural sub-Saharan Africa. It then reviews policy interventions that were adopted in the past to address seasonal hunger – “seasonal safety nets” – and contrasts these with more recent “social protection” approaches.

  • Frontiers of Social Protection Brief Number 9: Social Protection in Botswana - a model for Africa?
    March 2011

    One of Africa’s poorest countries at Independence in 1966, Botswana has achieved a remarkable economic transformation to upper middle income status and a reputation for sound governance and minimal corruption. Mineral wealth, mainly from diamonds, has been wisely invested in economic and social infrastructure and human resources, resulting in impressive advances against most social indicators.

    Botswana has a strong and long-standing commitment to state-led social protection. Programming for poor, vulnerable and excluded groups is comprehensive by African standards, while efforts to tackle HIV/AIDS and its impacts have been outstanding. Yet this impressive track record, which holds a number of lessons for other African countries, has until now remained under-researched and rarely cited. This Brief is based on a recent assessment and policy analysis of Botswana’s social development sector undertaken for the Government’s Department of Social Services with UNICEF and RHVP support. It reviews the status, as of mid-2010, of Botswana’s social protection policies and programmes within their broader social development context, examines their effectiveness and assesses the challenges they face.